Section 16 of the Securities Exchange Act. 2016 Edition. 1 Volume
by Jacobs, Arnold S.
2016. [Securities Law]. Section 16 of the Securities Exchange Act. 2015 Edition. (Securities Law Handbook Series). Arnold S. Jacobs. Thomson Reuters, 2016. 1 Volume. Softbound. Ex-private law library with location label at foot of spine and stamp to title page, else very good. Publisher's Price USD 1,231. Special $50. * Helps ensure compliance with the reporting provisions of the Securities Exchange Act. The author, an experienced practitioner, provides guidance on all five subdivisions of Section 16 of the Act. Specific coverage of trading by ten percent owners, directors and officers matching trading in one security against trading in another, rules under 16(a) concerning monthly reporting requirements for certain insiders, defenses to 16(b) liability, 16(c)'s prohibition of short sales and sales against the box by insiders, 16(d)'s exemption for market making activity, and 16(e)'s exemption of certain arbitrage transactions, Forms 3, 4 and 5. Details on matching trading in one security against trading in another. (Inventory #: 65875)
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