Section 16 of the Securities Exchange Act. 2016 Edition. 1 Volume.
by Jacobs, Arnold S.
2016. [Securities Law]. Section 16 of the Securities Exchange Act. 2015 Edition. (Securities Law Handbook Series). Arnold S. Jacobs. Thomson Reuters, 2016. 1 Volume. Softbound. Ex-private law library with location label at foot of spine and stamp to title page, else very good. Publisher's Price USD 1,231. * Helps ensure compliance with the reporting provisions of the Securities Exchange Act. The author, an experienced practitioner, provides guidance on all five subdivisions of Section 16 of the Act. Specific coverage of trading by ten percent owners, directors and officers matching trading in one security against trading in another, rules under 16(a) concerning monthly reporting requirements for certain insiders, defenses to 16(b) liability, 16(c)'s prohibition of short sales and sales against the box by insiders, 16(d)'s exemption for market making activity, and 16(e)'s exemption of certain arbitrage transactions, Forms 3, 4 and 5. Details on matching trading in one security against trading in another. (Inventory #: 65875)
Law & Legal History, International Law, Trials, Americana, Criminology, Early Printed Law Books, Legal Ephemera, Manuscripts: Law, Political Science
Shipping & Return Policies
All items are offered subject to prior sale. We are happy to accept orders by telephone, fax, e-mail or through our website. We welcome visitors, although an advance contact is advised. Our office hours are: Monday through Friday from 10 AM to 6 PM. Terms: Appropriate sales tax will be added for residents of New Jersey. Foreign remittances must be in U.S. dollars, by check drawn on a U.S. bank, by international money order, or by wire transfer. We accept Visa, MasterCard, Discover Card and American Express credit cards. Shipping Charges: Will be applied to all orders. Domestic orders will be shipped via either Federal Express Ground Service or United Parcel Service, unless we receive other instructions. All overseas orders will be shipped via Federal Express, or USPS Air Service. All books are packed with requisite care. Warranty & Returns: Any item may be returned within fourteen (14) days of receipt for any reason; prior notification is necessary and returned items must be carefully packed and arrive safely. On-Line Catalogues: Our latest catalogues, some featuring specific subjects and special offers, can be viewed on our website. We purchase books on topics similar to those which appear in our inventory, and appreciate offers of either single items or whole collections.
You can be confident that when you make a purchase through ABAA.org, the item is sold by an ABAA member in full compliance with our Code of Ethics. Our sellers guarantee your order will be shipped promptly and that all items are as described. Buy with confidence through ABAA.org.