Exempted Transactions Under the Securities...3 Vols. Rel. 57/Nov.2015
by Hicks, J. William
2015. [Securities Law]. Exempted Transactions Under the Securities Act of 1933. J. William Hicks. Thomson Reuters. 3 Volumes. (Vols. 7, 7A and 7B, Securities Law Series). Current through release 57/November 2015. Ex-private law firm library with location labels at foot of spines, else very good. Publisher's Price USD 6,480. * Explains how to obtain maximum benefit from transactional exemptions and provides guidance to issuers, affiliates, underwriters, and broker-dealers. Featuring detailed treatment of all statutory and regulatory foundations of the exemptions, this work discusses: How each exemption is used and interpreted; How exemption provisions or rules compare with other exemptions; How exemptions comport with disclosure philosophy underlying the Securities Act. With this title: Learn to select the optimum exemption option and analyze resales of securities acquired in transactions; Assess current law through an extensive review of SEC no-action and interpretive letters; Identify crucial liability issues; Avoid the perils associated with selling restricted securities (and avoid costly oversights); Advise your employer or clients on how the laws have been implemented by the SEC. (Inventory #: 65886)
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